-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F70GSoCfdpqkkC0I+c89llPJUJfweTxfV1sx453LUSvu6PvGSNo8BaVq7h9Hhi4V mtspEja2L6iK0BYZifUiew== 0000943374-03-000211.txt : 20030605 0000943374-03-000211.hdr.sgml : 20030605 20030605170545 ACCESSION NUMBER: 0000943374-03-000211 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030605 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EDINGTON JAMES A CENTRAL INDEX KEY: 0001235696 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1700 EAST HIGHLAND DR CITY: JONESBORO STATE: AK ZIP: 72403 BUSINESS PHONE: 6708025900 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POCAHONTAS BANCORP INC CENTRAL INDEX KEY: 0001051859 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 710806097 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-54227 FILM NUMBER: 03734497 BUSINESS ADDRESS: STREET 1: 203 WEST BROADWAY CITY: POCAHONTAS STATE: AR ZIP: 72455 BUSINESS PHONE: 8708924595 MAIL ADDRESS: STREET 1: 203 WEST BROADWAY CITY: POCAHONTAS STATE: AR ZIP: 72455 SC 13G 1 edington13g0603.txt SCHEDULE 13G - EDINGTON SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Pocahontas Bancorp, Inc. ------------------------ (Name of Issuer) Common Stock, $.01 par value per share -------------------------------------- (Title of Class of Securities) 730234101 --------- (CUSIP Number) August 2, 2002 -------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP NO. 730234101 Page 2 of 5 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James A. Edington 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: Not appl. (a) |_| (b) |_| 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen 5 SOLE VOTING POWER 112,812 NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 139,282 EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 112,812 8 SHARED DISPOSITIVE POWER 139,282 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 252,094 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9 % of 4,279,395 shares outstanding as of March 31, 2003 12 TYPE IN REPORTING PERSON IN CUSIP NO. 730234101 Page 3 of 5 Item 1(a). Name of Issuer: Pocahontas Bancorp, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 1700 East Highland Drive Jonesboro, AR 72403 Item 2(a). Name of Person Filing: James A. Edington Item 2(b). Address of Principal Business Office or, if none, Residence: 1914 Blisswood Pocahontas, AR 72455 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock, par value $.01 per share Item 2(e). CUSIP Number: 730234101 Item 3. If this Statement is Filed Pursuant To Rule 13d-1(b) or 13d-2(b) or (c), Check Whether the Person Filing is a: Item 3(a)-(j): Not applicable. Item 4. Ownership: Item 4(a). Amount Beneficially Owned: 252,094 Item 4(b). Percent of Class: 5.9% CUSIP NO. 730234101 Page 4 of 5 Item 4(c). Number of Shares as to Which the Person Has: (i) Sole power to vote or to direct the vote: 112,812* (ii) Shared power to vote or to direct the vote: 139,282** (iii) Sole power to dispose or to direct the disposition of: 112,812* (iv) Shared power to dispose or to direct the disposition of: 139,282** *Includes presently exercisable (but unexercised) stock options as to 64,000 shares pursuant to the Issuer's stock option plan, 2,227 shares held by Mr. Edington as custodian for minor children, 9,763 shares held by Mr. Edington through a personal Individual Retirement Account, and 36,822 shares allocated to Mr. Edington's account under the Issuer's 401(k) Savings and Employee Stock Ownership Plan. **Includes 132,410 shares held by Mr. Edington jointly with his spouse, 402 shares held by Mr. Edington jointly with his mother, 100 shares held jointly with his son and 6,370 shares held in a spousal Individual Retirement Account. Item 5. Ownership of Five Percent or Less of a Class: Not applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: Not applicable Item 8. Identification and Classification of Members of the Group: Not applicable Item 9. Notice of Dissolution of Group: Not applicable CUSIP NO. 730234101 Page 5 of 5 Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 5, 2003 /s/ James A Edington ---------------------- James A. Edington -----END PRIVACY-ENHANCED MESSAGE-----